Manby Financial Strategies Inc (referred to as “Manby Financial”) maintains physical, electronic, and procedural safeguards that comply with federal standards to protect its clients’ nonpublic personal information (“information”). Through this policy and its underlying procedures, Manby Financial attempts to secure the confidentiality of customer records and information and protect against anticipated threats or hazards to the security or integrity of customer records and information.
It is the policy of Manby Financial to restrict access to all current and former clients’ information (i.e., information and records pertaining to personal background, investment objectives, financial situation, tax information/returns, investment holdings, account numbers, account balances, etc.) to those employees and affiliated/nonaffiliated entities who need to know that information in order to provide products or services to the client. Manby Financial may disclose the client’s information if Manby Financial is: (1) previously authorized to disclose the information to individuals and/or entities not affiliated with Manby Financial, including, but not limited to the client’s other professional advisors and/or service providers (i.e., attorney, accountant, insurance agent, broker-dealer, investment adviser, account custodian, etc.); (2) required to do so by judicial or regulatory process; or (3) otherwise permitted to do so in accordance with the parameters of applicable federal and/or state privacy regulations. The disclosure of information contained in any document completed by the client for processing and/or transmittal by Manby Financial in order to facilitate the commencement/continuation/termination of a business relationship between the client and a nonaffiliated third party service provider (i.e., broker-dealer, investment adviser, account custodian, insurance company, etc.), including information contained in any document completed and/or executed by the client for Manby Financial (i.e., advisory agreement, client information form, etc.), shall be deemed as having been automatically authorized by the client with respect to the corresponding nonaffiliated third party service provider.
SMS Terms of Service:
SMS consent is not shared with third parties.
By opting into SMS from a web form or other medium, you are agreeing to receive SMS messages from Manby Financial Strategies, Inc. This includes SMS messages for conversations (external). Message frequency varies. Message and data rates may apply. See privacy policy at www.manbyfinancialstrategies.com. Message HELP for help. Reply STOP to any message to opt out.
Manby Financial permits only authorized employees and affiliates to have access to client information. Employees violating Manby Financial’s Privacy Policy will be subject to Manby Financial’s disciplinary process. Additionally, whenever Manby Financial hires other organizations to provide services to Manby Financial clients, Manby Financial will require them to sign confidentiality agreements and/or strictly adhere to the terms of the Privacy Policy.
Should you have any questions regarding the above, please contact William Manby, Jr., Chief Compliance Officer at (330) 475-1690.